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Supreme Court decisions
No. 22-660Feb 8, 2024Labor and EmploymentReversed

The question

Whether a whistleblower who invokes Section 1514A of the Sarbanes-Oxley Act must prove that the employer acted with retaliatory intent, or need only prove that the protected activity was a contributing factor in the unfavorable personnel action.

Murray v. UBS Securities, LLC

What the Court decided

The Court affirmed for Murray. A whistleblower suing under Section 1514A of the Sarbanes-Oxley Act must show that protected activity was a contributing factor in the employer's unfavorable personnel action, and does not need to prove that the employer acted with retaliatory intent. The statute's text does not include a retaliatory-intent requirement, and its mandatory burden-shifting framework cannot be reconciled with one.

How the justices split

Unanimous
In favor 9
Sotomayor
Roberts
Thomas
Alito
Kagan
Gorsuch
Kavanaugh
Barrett
Jackson

The Court's opinion

Sotomayor, joined by Roberts, Thomas, Alito, Kagan, Gorsuch, Kavanaugh, Barrett, Jackson

Section 1514A(a) does not reference or include a retaliatory-intent requirement, and the provision's mandatory burden-shifting framework cannot be squared with one. The word discriminate in the catchall provision means differential treatment and does not require animus, so when an employer treats a whistleblower worse because of protected activity that is actionable discrimination regardless of animosity. Under Sarbanes-Oxley the plaintiff's burden on intent is only to show that the protected activity was a contributing factor in the unfavorable personnel action.

Concurring

Alito, joined by Barrett

Alito filed a concurring opinion, joined by Barrett, agreeing with the Court's judgment and reasoning that Section 1514A does not require a whistleblower to prove retaliatory intent.

How we know · 5 sourced claims
  • A whistleblower under Section 1514A must prove that protected activity was a contributing factor in the employer's unfavorable personnel action.

    Source: syllabus, Held

  • A whistleblower under Section 1514A need not prove that the employer acted with retaliatory intent.

    Source: syllabus, Held

  • Section 1514A(a)'s text does not reference or include a retaliatory-intent requirement, and its mandatory burden-shifting framework cannot be squared with one.

    Source: syllabus, Held

  • Sotomayor delivered the opinion for a unanimous Court.

    Source: syllabus, lineup

  • Alito filed a concurring opinion, in which Barrett joined.

    Source: syllabus, lineup

Read the opinion on supremecourt.gov