Watching the government
Former Secretary, Department of Defense
Lloyd Austin Securities trades and financial disclosures
Lloyd Austin's OGE filings report 49 securities transactions dated February 17, 2021 to December 15, 2023, as read here on October 12, 2026.
Trading profile
Buys vs. sells
67% bought · 33% sold
Past the deadline
0
of the 5 trades with a filing date to check, after 45 days plus any extension the filing states
Est. volume
$6.3M
lower-bound estimate
On Austin’s reports
By asset type
49 trades
- Funds and ETFs44
- Individual stock5
Trading over time
Net worth
A net worth for Lloyd Austin cannot be computed from this filing: values are given as ranges, some items carry no value, and a home kept for personal use is not reported.
Disclosed holdings
Disclosed assets
$1.6M to $4.1M
as ranges on 45 line items, plus 3 without a dollar value
Disclosed liabilities
$1M to $5M
as ranges on 1 line item
These are the lower and upper bounds of the ranges on the filing, not a market valuation. Assets and liabilities are shown separately and are never netted into a net worth. How these bands are read
The form lists each debt over $10,000 owed at any time during the period it covers, including one repaid before the period ended. A few kinds are left off, such as a debt to a close relative.
Kept since Aug 28, 2026. Federal law generally requires a filing to be destroyed six years after it was received, unless it is needed in an ongoing investigation.
The full record
The disclosed transactions.
49 disclosed transactions, 44 of them only in the annual report. Amounts are ranges, never exact. Every row links to the official filing.
The annual reports carry one more row that is not in this table because the filing gives no transaction type. The linked filing shows it.
| Company | Ticker | Owner | Amount | Date | |
|---|---|---|---|---|---|
| Bought | Capital Group Dividend Value ETF Share Class (CGDV) | CGDV | Unspecified | $100,001 - $250,000 | 2023-12-15 |
| Sold | Delaware Smid Cap Growth Fund Institutional Class Shares (DFDIX) | DFDIX | Unspecified | $15,001 - $50,000 | 2023-12-14 |
| Sold | Delaware Small Cap Value Fund Institutional Class Shares (DEVIX) | DEVIX | Unspecified | $50,001 - $100,000 | 2023-12-14 |
| Sold | Delaware Value Fund Institutional Class Shares (DDVIX) | DDVIX | Unspecified | $100,001 - $250,000 | 2023-12-14 |
| Bought | Fidelity Small Cap Index Fund (FSSNX) | FSSNX | Unspecified | $15,001 - $50,000 | 2023-12-14 |
| Bought | Fidelity Mid Cap Index Fund (FSMDX) | FSMDX | Unspecified | $15,001 - $50,000 | 2023-12-14 |
| Bought | Limited Term Tax-Exempt Bond Fund of America Class F2 Shares (LTEFX) | LTEFX | Unspecified | $100,001 - $250,000 | 2022-09-23 |
| Bought | Capital Group Growth ETF Share Class (CGGR) | CGGR | Unspecified | $50,001 - $100,000 | 2022-09-22 |
| Bought | Capital Group International Focus Equity ETF Share Class (CGXU) | CGXU | Unspecified | $15,001 - $50,000 | 2022-09-22 |
| Bought | New World Fund, Inc Class F2 Shares (NFFFX) | NFFFX | Unspecified | $50,001 - $100,000 | 2022-09-22 |
A symbol marked with an asterisk was matched from the company name on the filing. The filer did not write a symbol down.